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Senior Compliance Officer

Edward Mount · Luxembourg

Nouveau
Senior 🇬🇧 English

Description du poste

About the role

We are seeking a Senior Compliance Officer to ensure that our investment fund activities, processes, and documentation fully comply with the applicable regulatory framework. You will play a pivotal role in maintaining day‑to‑day operational smoothness and supporting strategic compliance initiatives.

Key responsibilities

  • Oversee daily compliance operations and act as Responsable du Contrôle (RC) for multiple investment funds.
  • Control the quality and completeness of fund files in line with AML regulations.
  • Lead ad‑hoc compliance projects and respond to internal requests.
  • Conduct initial and ongoing due diligence on investment funds.
  • Prepare summary reports for Management and Board meetings.
  • Advise senior management and staff on compliance matters and provide timely client responses.
  • Participate in CMP implementation and support monitoring of EMIR, Product Governance, and Discretionary Portfolio Management compliance.

Required profile

  • Minimum 5 years of compliance experience in the financial services sector in Luxembourg.
  • Strong knowledge of AML/CFT laws, AIFM & UCITS regulations, CSSF circulars, and ESMA guidelines.
  • Fluent in English; French is an asset.

Required skills

    What we offer

    • High‑responsibility role with direct influence on daily business.
    • Attractive salary package with performance‑based incentive.
    • Annual personal development plan with access to trainings, webinars, and workshops.
    • Reporting line directly to the Chief Officer, contributing to operational excellence.

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    Edward Mount

    Luxembourg