Head of Compliance (Netherlands)

About the role

Indosuez Wealth Management is looking for a Head of Compliance to lead the compliance function of its Netherlands branch. Reporting directly to the Chief Compliance Officer in Luxembourg, the role ensures that all activities comply with applicable laws, regulations and internal policies while supporting the firm’s wealth‑management business.

Key responsibilities

• Ensure that the branch’s operations comply with Dutch and EU regulations, as well as Group internal policies and procedures.
• Adapt and implement CPL Governance Texts to local circumstances, applying the “most onerous rule” principle.
• Guarantee alignment of local Governance Texts with those issued by the head‑office and request derogations where necessary.
• Oversee effective monitoring of transactions, including the processing and control of alerts related to financial security and anti‑money‑laundering.
• Collaborate with business lines and senior management to embed compliance considerations into product development and client onboarding.
• Provide regular reporting to the CCO and senior leadership on compliance risks and remediation actions.

Required profile

• Significant experience in compliance within wealth‑management or financial services, preferably in a senior leadership role.
• In‑depth knowledge of Dutch and EU regulatory frameworks, including AML, KYC and market conduct rules.
• Proven ability to interpret and adapt group‑wide policies to local environments.
• Strong analytical and communication skills, with the capacity to influence senior stakeholders.

Required skills