Fund Compliance Manager, Assistant Vice President

About the role

State Street is looking for a Fund Compliance Manager, Assistant Vice President, reporting directly to the Head of Investment Compliance. The role plays a key leadership part in the Fund Compliance function, supporting oversight and delivery of post-trade investment compliance services. It combines people leadership, operational oversight, client management, risk and control governance and strong technical investment compliance expertise.

Key responsibilities

• Oversee day-to-day delivery of Fund Compliance, including timely compliance monitoring, client deliverables, investigation of alerts and escalations of material issues
• Maintain knowledge of Luxembourg and European investment-fund regulation, interpret prospectus restrictions and support regulatory, audit and Depositary queries
• Oversee investment-compliance implementation and controls, including new fund/account setups, rule implementation, changes and terminations, and support CRIMS-related process improvements
• Keep a strong control environment, monitor operational risks, KPIs/KRIs and remediation actions, and support audits and reviews
• Act as a senior contact for clients and stakeholders, taking part in client meetings, service reviews and due diligence
• Manage, coach and develop Fund Compliance staff, support recruitment, onboarding and succession planning
• Drive continuous improvement, automation, standardization and strategic transformation in Investment Compliance

Required profile

• Degree in Finance, Banking or equivalent professional experience
• Minimum 10 years of Fund Compliance experience
• Strong understanding of Luxembourg investment-fund regulation and investment-restriction interpretation
• Ability to work with Depositary, UK Trustees, Client Service, Fund Accounting, Compliance, Risk, Technology and outsourcing locations, including rule coding on CRIMS
• Comfortable in a controlled, deadline-driven, audit-focused environment
• Excellent written and verbal English; French and/or German advantageous

Required skills

• CRIMS/rule-coding experience, with MIG21 experience advantageous
• Advanced analytical and problem-solving skills
• Strong organizational and prioritization capabilities
• Leadership and staff-development abilities

Work is hybrid under local policy, with standard Luxembourg business hours and flexibility for clients and deadlines.