Compliance Products & Services Expert

About the role

The Regulatory Compliance Officer (titled Compliance Products & Services Expert) is part of the Regulatory Competence Center (RCC) at Bank Julius Baer SA, covering Product & Services Compliance and Compliance Monitoring. The RCC oversees regulatory matters for the bank outside AML and CTF, including wealth management solutions, financial markets activities and internal compliance and governance frameworks. The role reports to the Head of Regulatory Compliance in Luxembourg.

Key responsibilities

• Carry out compliance reviews and controls related to the bank's regulatory obligations
• Run periodic and thematic assessments, including impact evaluations and gap analyses
• Give expert regulatory advice to the business and the bank on day-to-day operations, new products and services and regulatory changes
• Stay up to date with European regulations, industry best practice and internal policies, and monitor regulatory developments
• Communicate with internal stakeholders, local management and other parties, and advise senior management
• Take part in projects linked to new regulatory initiatives and help improve existing compliance processes
• Perform compliance controls under the Compliance Control Plan and prepare regular and ad-hoc reports for management

Required profile

• Demonstrated expertise in regulatory compliance and monitoring, with in-depth knowledge of Investment Services and Financial Markets regulations in a wealth management setting
• Advanced university degree in Law, Business Administration or Finance (or equivalent), with at least five years of experience in Legal, Compliance or Audit at a global financial institution or professional services firm
• Strong analytical skills, discretion, integrity and excellent written and verbal English; French is a strong plus

Required skills

• Proficiency in the Microsoft Office suite
• Ability to use technology and AI tools to improve efficiency and analytical output